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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

AMERISERV WEALTH ADVISORS INC

CRD 105846

JOHNSTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc8891f5-0c27-467f-46cd-2b3cf8b97d3a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 13
On other graphs: 0
Observed: Feb 28, 2012 to Mar 20, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.06 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $62.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $278Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,073
Individual clients: 32
High net worth clients: 18
Custody, client assets: $0
SEC number: 801-47835
CIK: 1102062
CRD: 105846
Filings on the tape: 40
First filed: Feb 28, 2012
Latest filed: Mar 20, 2026
Organised: Corporation, PA
Website: ameriserv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK JOSEPH LAPINSKY	n/a	JOHNSTOWN, PA	14	14	n/a	no
ERIC SCOTT LUDY	n/a	JOHNSTOWN, PA	3	12	n/a	no
RONALD MICHAEL SHOSTEK	Chartered Financial Analyst	JOHNSTOWN, PA	3	31	2	no
HOWARD LAWRENCE MCELFRESH	Chartered Financial Analyst	Imperial, PA \| Johnstown, PA \| Pittsburgh, PA	1	23	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, JEROME, MICHAEL	CHAIRMAN OF THE BOARD	Na	yes	03/2007	Feb 28, 2012	Oct 29, 2024
AMERISERV FINANCIAL BANK	Owner	E	yes	03/2007	Feb 28, 2012	Oct 29, 2024
AMERISERV FINANCIAL, INC.	Owner	E	yes	05/2001	Mar 24, 2020	Oct 29, 2024
BLOOMINGDALE, RICHARD, W	VICE CHAIRMAN OF THE BOARD	Na	yes	05/2023	Aug 25, 2023	Oct 29, 2024
Bradley, Amy	DIRECTOR (BOARD MEMBER)	Na	yes	03/2024	Apr 19, 2024	Oct 29, 2024
KOHLEY, JAMES, DANIEL	DIRECTOR (BOARD MEMBER)	Na	yes	02/2021	Mar 31, 2021	Oct 29, 2024
LAPINSKY, FRANK, JOSEPH	PRESIDENT & CEO OF WCCA	Na	yes	10/2023	Jul 25, 2023	Oct 29, 2024
Lynch, Michael, Daniel	EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER & CHIEF RISK OFFICER OF AMERISERV FINANCIAL, INC.	Na	yes	01/2015	Sep 9, 2021	Oct 29, 2024
STOPKO, JEFFREY, ALBERT	DIRECTOR (BOARD MEMBER)	Na	yes	01/2015	Mar 20, 2015	Oct 29, 2024
CAWOOD, CARA, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Feb 27, 2023	Oct 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERISERV FINANCIAL BANK	n/a	n/a	n/a	Y	no	Pa
AMERISERV FINANCIAL, INC.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$1.1B	$1.1B	4	3	0	n/a	n/a
2024	Mar 28, 2025	$1.1B	$1.1B	5	4	0	n/a	n/a
2023	Mar 28, 2024	$1.1B	$1.1B	4	3	0	n/a	n/a
2022	Mar 31, 2023	$918M	$918M	5	4	0	n/a	n/a
2021	Mar 29, 2022	$1.3B	$1.3B	4	2	0	n/a	n/a
2020	Mar 31, 2021	$1.1B	$1.1B	5	3	0	n/a	n/a
2019	Mar 24, 2020	$960M	$960M	5	3	0	n/a	n/a
2018	Mar 27, 2019	$842M	$842M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$895M	$895M	6	5	0	n/a	n/a
2016	Mar 30, 2017	$880M	$880M	6	5	n/a	n/a	n/a
2015	Mar 29, 2016	$877M	$877M	7	5	n/a	n/a	n/a
2014	Mar 20, 2015	$886M	$886M	7	3	n/a	n/a	n/a
2013	Feb 12, 2014	$899M	$899M	6	4	n/a	n/a	n/a
2012	Mar 28, 2013	$774M	$773M	8	6	n/a	n/a	n/a
2011	Feb 28, 2012	$101M	$101M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.1B	5.2%	$918M	6.6%	4	5	0	0

Relationships

Registered with (10)

← HOWARD LAWRENCE MCELFRESHAdvisorregistration: current employment
Mar 6, 2025 to presentfactForm ADV
← RONALD MICHAEL SHOSTEKAdvisorregistration: current employment
Nov 14, 2022 to presentfactForm ADV
← ERIC SCOTT LUDYAdvisorregistration: current employment
Oct 24, 2022 to presentfactForm ADV
← FRANK JOSEPH LAPINSKYAdvisorregistration: current employment
Aug 15, 2012 to presentfactForm ADV
← MARY FRANCES STANEKAdvisorregistration: previous registration
Aug 15, 2012 to Jan 18, 2022factForm ADV
← Joshua G BarbinAdvisorregistration: previous registration
Jan 7, 2016 to Jul 24, 2017factForm ADV
← GEOFFREY JOSEPH DEASEYAdvisorregistration: previous registration
Sep 28, 2012 to Feb 5, 2013factForm ADV
← THOMAS FRANCIS MCKEONAdvisorregistration: previous registration
Jan 3, 1995 to Jun 28, 2010factForm ADV
← James Drew HarringtonAdvisorregistration: previous registration
Jan 21, 2010 to May 12, 2010factForm ADV
← Marne Luke DeSantisAdvisorregistration: previous registration
Jan 21, 2010 to Feb 4, 2010factForm ADV

Controls (9)

← KOHLEY, JAMES, DANIELOwnerDIRECTOR (BOARD MEMBER), ownership code NA, individual
Mar 31, 2021 to Oct 29, 2024factForm ADV
← STOPKO, JEFFREY, ALBERTOwnerDIRECTOR (BOARD MEMBER), ownership code NA, individual
Mar 20, 2015 to Oct 29, 2024factForm ADV
← ADAMS, JEROME, MICHAELOwnerCHAIRMAN OF THE BOARD, ownership code NA, individual
Feb 28, 2012 to Oct 29, 2024factForm ADV
← LAPINSKY, FRANK, JOSEPHOwnerPRESIDENT & CEO OF WCCA, ownership code NA, individual
Jul 25, 2023 to Oct 29, 2024factForm ADV
← Lynch, Michael, DanielOwnerEXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER & CHIEF RISK OFFICER OF AMERISERV FINANCIAL, INC., ownership code NA, individual
Sep 9, 2021 to Oct 29, 2024factForm ADV
← BLOOMINGDALE, RICHARD, WOwnerVICE CHAIRMAN OF THE BOARD, ownership code NA, individual
Aug 25, 2023 to Oct 29, 2024factForm ADV
← Bradley, AmyOwnerDIRECTOR (BOARD MEMBER), ownership code NA, individual
Apr 19, 2024 to Oct 29, 2024factForm ADV
← AMERISERV FINANCIAL BANKOwnerOWNER, ownership code E, domestic entity
Feb 28, 2012 to Oct 29, 2024factForm ADV
← AMERISERV FINANCIAL, INC.OwnerOWNER, ownership code E, domestic entity
Mar 24, 2020 to Oct 29, 2024factForm ADV

Owns (1)

← CAWOOD, CARA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 27, 2023 to Oct 29, 2024factForm ADV

Dated events

Occurred
Apr 19, 2024
Control person joined
Amy Bradley (Director (Board Member)) appeared on Schedule A of Ameriserv Wealth Advisors Inc
Form ADVobserved 5 days ago
Occurred
Oct 2, 2023
Control person left
Theodore James Huerth (President Of Wcca, President & Ceo Of Ameriserv Trust & Financial Services Company) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2023-08-25, absent 2023-10-02)
Form ADVobserved 5 days ago
Occurred
Aug 25, 2023
Control person joined
W Richard Bloomingdale (Director (Board Member)) appeared on Schedule A of Ameriserv Wealth Advisors Inc
Form ADVobserved 5 days ago
Occurred
Jul 25, 2023
Control person joined
Joseph Frank Lapinsky (Managing Director) appeared on Schedule A of Ameriserv Wealth Advisors Inc
Form ADVobserved 5 days ago
Occurred
Jul 25, 2023
Control person left
Raymond Allan Dennison (Director) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2023-05-30, absent 2023-07-25)
Form ADVobserved 5 days ago
Occurred
May 30, 2023
Control person left
Michael Steven Krawick (Director, Ceo, And President) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2023-03-31, absent 2023-05-30)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Ameriserv Wealth Advisors Inc reported RAUM $918.3M, down 27% from $1.3B (2023-02-27 to 2023-03-31)
Form ADVobserved 5 days ago
$-341M
Occurred
Feb 27, 2023
Control person left
Scott Eric Ludy (Chief Compliance Officer) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2023-01-30, absent 2023-02-27)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2022
Control person left
Gifford Craig Ford (Director) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2022-03-29, absent 2022-06-23)
Form ADVobserved 5 days ago
Occurred
Jan 18, 2022
Advisor changed firm
Mary Frances Stanek left Ameriserv Wealth Advisors Inc for Elm Capital Management Llc (registered 2022-01-24)
Form ADVobserved 5 days ago
Occurred
Sep 9, 2021
Control person joined
Daniel Michael Lynch (Executive Vice President, Chief Financial Officer, Chief Investment Officer & Chief Risk Officer Of Ameriserv Financial, Inc.) appeared on Schedule A of Ameriserv Wealth Advisors Inc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person joined
Daniel James Kohley (Director) appeared on Schedule A of Ameriserv Wealth Advisors Inc
Form ADVobserved 5 days ago
Occurred
Oct 22, 2020
Control person left
Lester Robert Wise (Director) no longer on Schedule A of Ameriserv Wealth Advisors Inc (listed 2020-10-07, absent 2020-10-22)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc8891f5-0c27-467f-46cd-2b3cf8b97d3a
First observed: Feb 28, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERISERV WEALTH ADVISORS INC

CRD 105846

JOHNSTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc8891f5-0c27-467f-46cd-2b3cf8b97d3a

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK JOSEPH LAPINSKY

n/a

JOHNSTOWN, PA

n/a

ERIC SCOTT LUDY

n/a

JOHNSTOWN, PA

n/a

RONALD MICHAEL SHOSTEK

Chartered Financial Analyst

JOHNSTOWN, PA

HOWARD LAWRENCE MCELFRESH

Chartered Financial Analyst

Imperial, PA | Johnstown, PA | Pittsburgh, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, JEROME, MICHAEL

CHAIRMAN OF THE BOARD

yes

03/2007

Feb 28, 2012

Oct 29, 2024

AMERISERV FINANCIAL BANK

Owner

yes

03/2007

Feb 28, 2012

Oct 29, 2024

AMERISERV FINANCIAL, INC.

Owner

yes

05/2001

Mar 24, 2020

Oct 29, 2024

BLOOMINGDALE, RICHARD, W

VICE CHAIRMAN OF THE BOARD

yes

05/2023

Aug 25, 2023

Oct 29, 2024

Bradley, Amy

DIRECTOR (BOARD MEMBER)

yes

03/2024

Apr 19, 2024

Oct 29, 2024

KOHLEY, JAMES, DANIEL

DIRECTOR (BOARD MEMBER)

yes

02/2021

Mar 31, 2021

Oct 29, 2024

LAPINSKY, FRANK, JOSEPH

PRESIDENT & CEO OF WCCA

yes

10/2023

Jul 25, 2023

Oct 29, 2024

Lynch, Michael, Daniel

EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER & CHIEF RISK OFFICER OF AMERISERV FINANCIAL, INC.

yes

01/2015

Sep 9, 2021

Oct 29, 2024

STOPKO, JEFFREY, ALBERT

DIRECTOR (BOARD MEMBER)

yes

01/2015

Mar 20, 2015

Oct 29, 2024

CAWOOD, CARA, MARIE

CHIEF COMPLIANCE OFFICER

01/2023

Feb 27, 2023

Oct 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERISERV FINANCIAL BANK

n/a

AMERISERV FINANCIAL, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$1.1B

n/a

2024

Mar 28, 2025

$1.1B

n/a

2023

Mar 28, 2024

$1.1B

n/a

2022

Mar 31, 2023

$918M

n/a

2021

Mar 29, 2022

$1.3B

n/a

2020

Mar 31, 2021

$1.1B

n/a

2019

Mar 24, 2020

$960M

n/a

2018

Mar 27, 2019

$842M

n/a

2017

Mar 29, 2018

$895M

n/a

2016

Mar 30, 2017

$880M

n/a

2015

Mar 29, 2016

$877M

n/a

2014

Mar 20, 2015

$886M

n/a

2013

Feb 12, 2014

$899M

n/a

2012

Mar 28, 2013

$774M

$773M

n/a

2011

Feb 28, 2012

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

5.2%

$918M

6.6%