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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

HOWARD LAWRENCE MCELFRESH

Advisor at AMERISERV WEALTH ADVISORS INC

Imperial, PA | Johnstown, PA | Pittsburgh, PA

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Search this name across graphsid dfx:ria:8699d348-fd44-09f3-ce54-a3d6c543150d

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2002 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERISERV WEALTH ADVISORS INC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Mar 30, 2018
First registration: Dec 4, 2002
Dual registered: no
Other names: Howard McElfresh|Howard L McElfresh
IAPD individual key: 1458665

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 15, 2026	n/a	yes	Imperial, PA\|Johnstown, PA	Current employment
AMERISERV WEALTH ADVISORS INC	Other adviser	Mar 6, 2025	n/a	yes	Pittsburgh, PA	Current employment
AMERISERV WEALTH ADVISORS INC	Other adviser	Mar 6, 2025	n/a	yes	Pittsburgh, PA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Feb 23, 2022	no	Birmingham, MI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 6, 2019	Feb 23, 2022	no	Birmingham, MI\|Murrysville, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 6, 2019	Feb 23, 2022	no	Birmingham, MI\|Murrysville, PA\|Birmingham, MI	Previous registration
REGIONS INVESTMENT MANAGEMENT, INC.	Other adviser	Jun 25, 2008	Oct 2, 2009	no	ORLANDO, FL	Previous registration
AMSOUTH ASSET MANAGEMENT, INC.	n/a	Dec 19, 2003	Jan 28, 2008	no	ORLANDO, FL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Dec 4, 2002	Oct 21, 2003	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	AMERISERV WEALTH ADVISORS INC	Feb 23, 2022	Mar 6, 2025	1,107	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 23, 2022	Mar 6, 2019	-1,085	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Feb 23, 2022	Jan 26, 2022	-28	Channel change	RIA to ibd
REGIONS INVESTMENT MANAGEMENT, INC.	TD AMERITRADE, INC.	Oct 2, 2009	Mar 6, 2019	3,442	Firm change after gap	Other
AMSOUTH ASSET MANAGEMENT, INC.	REGIONS INVESTMENT MANAGEMENT, INC.	Jan 28, 2008	Jun 25, 2008	149	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	AMSOUTH ASSET MANAGEMENT, INC.	Oct 21, 2003	Dec 19, 2003	59	Firm change	Other

Relationships

Registered with (7)

→ AMERISERV WEALTH ADVISORS INCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 6, 2019 to Feb 23, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Feb 23, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 6, 2019 to Feb 23, 2022factForm ADV
→ REGIONS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 25, 2008 to Oct 2, 2009factForm ADV
→ AMSOUTH ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 19, 2003 to Jan 28, 2008factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Dec 4, 2002 to Oct 21, 2003factForm ADV

Dated events

Occurred
Feb 23, 2022
Advisor changed firm
Howard Lawrence Mcelfresh left Charles Schwab & Co., Inc. for Ameriserv Wealth Advisors Inc (registered 2025-03-06)
Form ADVobserved 5 days ago