DFX Intelligence

F•••••••• D•••••• S••••••• P••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

F•••••••• D•••••• S••••••• P••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:bc96df14-0250-8ebb-f112-3f36cbbc23d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Dec 26, 2025	n/a	yes	COLUMBUS, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 3, 2023	Jul 30, 2025	no	LEWIS CENTER, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Jul 30, 2025	Dec 26, 2025	149	Firm change	Wirehouse to ibd
C••••• I••••••••• A••••••• L••	J••• M••••• S••••••••• L••	Mar 21, 2023	Apr 3, 2023

Relationships

Registered with (3)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 26, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2023 to Jul 30, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 3, 2022 to Mar 21, 2023factForm ADV

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc96df14-0250-8ebb-f112-3f36cbbc23d1
First observed: Jan 3, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.