DFX Intelligence

R••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R••• C•••••• L••

CRD 284645

SEATTLE, WA

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Search this name across graphsid dfx:ria:bca775a7-c476-28cb-2165-cfdeb78a17d8

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 7
On other graphs: 0
Observed: Dec 14, 2021 to May 1, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.87 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.3Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• D•••• P••••	n/a	Seattle, WA	9	18	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• S••••• P••••••• L•	Hedge Fund	$547M	Sep 27, 2024	46	Dec 14, 2021	reported	021-268775
R••• S•• 1• L•• • S••••• 1•	Hedge Fund	$28.1M	Sep 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• J••••• R••••••	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	Na	yes	09/2024	Sep 27, 2024	Sep 27, 2024
P••••• B••••• D••••	MANAGING MEMBER	E	yes	07/2016	Dec 14, 2021	Sep 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
Dallas	TX	United States	1	no
LOS ANGELES	CA	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.0B	27.3%	$225M	78.3%	7	6	3	3

Relationships

Advises (2)

→ R•••• S••••• P••••••• L•Private fundHedge Fund, IA
Dec 14, 2021 to presentfactForm ADV
→ R••• S•• 1• L•• • S••••• 1•Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV

Registered with (1)

← B•••• D•••• P••••Advisorregistration: current employment
Dec 1, 2016 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
R••• C•••••• L•• reported RAUM $1.3B, up 27% from $1.0B (2026-01-12 to 2026-03-31)
Form ADVobserved 7 days ago
$274M
Occurred
Apr 29, 2025
Regulatory AUM changed
R••• C•••••• L•• reported RAUM $1.0B, up 41% from $712.6M (2024-09-27 to 2025-04-29)
Form ADVobserved 7 days ago
$291M
Occurred
Sep 27, 2024
Regulatory AUM changed
R••• C•••••• L•• reported RAUM $712.6M, up 30% from $548.1M (2024-05-10 to 2024-09-27)
Form ADVobserved 7 days ago
$165M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bca775a7-c476-28cb-2165-cfdeb78a17d8
First observed: Dec 14, 2021
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.