DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• C•••••• L••
Latest filing May 1, 2026
First filing on the tape Dec 14, 2021 · 15 filings
SEC status approved since Feb 14, 2022
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.3B as of May 1, 2026
Mar 28, 2022$164M then
HNW client RAUM$0 as of May 1, 2026
Mar 28, 2022$0 then
State-registered IARs (5.B.3)1 as of May 1, 2026
Mar 28, 20221 then
Employees (5.A)7 as of May 1, 2026
Mar 28, 20222 then
Private funds2 as of May 1, 2026
Mar 28, 20221 then
RAUM +27% over the last fiscal year+78% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $426MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.87 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D•••• P•••• | Seattle, Wa | Dec 1, 2016 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• S••••• P••••••• L• | Hedge Fund | $547M | 46 | Dec 14, 2021 |
| R••• S•• 1• L•• • S••••• 1• | Hedge Fund | $28.1M | 20 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• J••••• R•••••• · Chief Compliance Officer & Chief Operating Officercontrolsince 09/2024 · owns less than 5%
- P••••• B••••• D•••• · Managing Membercontrolsince 07/2016 · owns 75% or more
Related persons
Schedule D 7.A
- R••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
- New York, NY1 employees
- Los Angeles, CA
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Jan 12, 2026 to Mar 31, 2026
- Charity clients · 1.0 to unsetJan 12, 2026 to Mar 31, 2026
- Assets in custody · $855M to $1.1BJan 12, 2026 to Mar 31, 2026
- Employees · 6 to 7Jan 12, 2026 to Mar 31, 2026
- Other offices · 2 to 3Jan 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $1.3BJan 12, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $855M to $1.1BJan 12, 2026 to Mar 31, 2026
- RAUM · $1.0B to $1.3BJan 12, 2026 to Mar 31, 2026
- Other offices · 3 to 2Apr 29, 2025 to Sep 29, 2025
- Assets in custody · $575M to $855MSep 27, 2024 to Apr 29, 2025
- Financial planning clients · unset to Sep 27, 2024 to Apr 29, 2025
- Discretionary RAUM · $713M to $1.0BSep 27, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $575M to $855MSep 27, 2024 to Apr 29, 2025
- RAUM · $713M to $1.0BSep 27, 2024 to Apr 29, 2025
- Advisory employees · 4 to 5May 10, 2024 to Sep 27, 2024
- Pooled vehicle clients · 1 to 2May 10, 2024 to Sep 27, 2024
- Assets in custody · $400M to $575MMay 10, 2024 to Sep 27, 2024
- Employees · 4 to 6May 10, 2024 to Sep 27, 2024
- Other offices · 2 to 3May 10, 2024 to Sep 27, 2024
- Discretionary RAUM · $548M to $713MMay 10, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $400M to $575MMay 10, 2024 to Sep 27, 2024
- RAUM · $548M to $713MMay 10, 2024 to Sep 27, 2024
- Advisory employees · 3 to 4Apr 29, 2024 to May 10, 2024
- Employees · 3 to 4Apr 29, 2024 to May 10, 2024
- Other offices · 1 to 2Apr 29, 2024 to May 10, 2024
- Other offices · 0 to 1Mar 28, 2024 to Apr 29, 2024
- Accounts · 2 to 3Aug 4, 2023 to Mar 28, 2024
- Assets in custody · $193M to $400MAug 4, 2023 to Mar 28, 2024
- Private funds · 1 to 2Aug 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $327M to $548MAug 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $193M to $400MAug 4, 2023 to Mar 28, 2024
- RAUM · $327M to $548MAug 4, 2023 to Mar 28, 2024
- Advisory employees · 1 to 3Mar 31, 2023 to Aug 4, 2023
- Assets in custody · $113M to $193MMar 31, 2023 to Aug 4, 2023
- Employees · 2 to 3Mar 31, 2023 to Aug 4, 2023
- Discretionary RAUM · $225M to $327MMar 31, 2023 to Aug 4, 2023
- Pooled vehicle RAUM · $113M to $193MMar 31, 2023 to Aug 4, 2023
- RAUM · $225M to $327MMar 31, 2023 to Aug 4, 2023
- Charity clients · unset to 1.0May 2, 2022 to Mar 31, 2023
- Assets in custody · $70.0M to $113MMay 2, 2022 to Mar 31, 2023
Signals
7 dated events
- R••• C•••••• L•• reported RAUM $1.3B, up 27% from $1.0B (2026-01-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- R••• C•••••• L•• reported RAUM $1.0B, up 41% from $712.6M (2024-09-27 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- R••• C•••••• L•• reported RAUM $712.6M, up 30% from $548.1M (2024-05-10 to 2024-09-27)Sep 27, 2024 · RAUM change · derived
- Richard James Hernandez (Chief Compliance Officer & Chief Operating Officer) appeared on Schedule A of R••• C•••••• L••Sep 27, 2024 · Control person joined · fact
- R••• C•••••• L•• reported RAUM $548.1M, up 68% from $326.6M (2023-08-04 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- R••• C•••••• L•• reported RAUM $326.6M, up 45% from $225.2M (2023-03-31 to 2023-08-04)Aug 4, 2023 · RAUM change · derived
- R••• C•••••• L•• filed its initial SEC registration (Form ADV)Dec 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/reade-street/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-543-1000reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026