DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at N•••••• A•••••••
NEW ORLEANS, LA | Seal Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | Bd affiliated wealth | Feb 5, 2024 | n/a | yes | NEW ORLEANS, LA|Seal Beach, CA | Current employment |
| R•••• W••••• G•••• I••• | Former SEC adviser | Jan 12, 2022 | Mar 28, 2024 | no | SEAL BEACH, CA|Jacksonville, FL|Saint Johns, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• W••••• G•••• I••• | N•••••• A••••••• | Mar 28, 2024 | Feb 5, 2024 | -52 | Firm change after gap | Other |
| R•••• A••••••• S•••••••• I••• | O•••• W•••••• I••• | Apr 11, 2006 | Apr 4, 2001 |
| R•••• W••••• G•••• I••• | Former SEC adviser | Apr 11, 2006 | Dec 13, 2010 | no | SEAL BEACH, CA | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Apr 4, 2001 | Feb 4, 2003 | no | REDLANDS, CA | Previous registration |
| R•••• A••••••• S•••••••• I••• | Former SEC adviser | Feb 26, 2001 | Apr 11, 2006 | no | REDLANDS, CA | Previous registration |
| -1,833 |
| Firm change after gap |
| Other |
| O•••• W•••••• I••• | R•••• W••••• G•••• I••• | Feb 4, 2003 | Apr 11, 2006 | 1,162 | Firm change after gap | Other |