This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$319MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$319M

Private client RAUM

$318MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$106Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,780

Individual clients

696

High net worth clients

54

SEC number

801-119021

CIK

1909307

CRD

164333

Filings on the tape

16

First filed

Jun 8, 2020

Latest filed

Feb 27, 2026

Organised

Limited Liability Company, KY

Website

investfp.com

• Occurred

  Jun 8, 2020
  First Form ADV filing

  Investments & Financial Planning, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bcc2858d-96f7-309e-ac6c-3236ea0d3015

First observed

Jun 8, 2020

Last observed

Feb 27, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.