DFX Intelligence

J•••• E••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

J•••• E••• M••••••

Advisor at I••••••••• • F•••••••• P•••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:e2454f3c-cba3-913a-e2f0-b69f64ba2c08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• • F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• • F•••••••• P•••••••• L••	Independent wealth	Oct 21, 2020	n/a	yes	LEXINGTON, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 14, 2005	Jul 16, 2012	no	RICHMOND, KY\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• • F•••••••• P•••••••• L••	Jul 16, 2012	Oct 21, 2020	3,019	Firm change after gap	Other
O•••• F•• I•••	L•• F•••••••• L••	Oct 13, 2005	Oct 14, 2005

Relationships

Registered with (3)

→ I••••••••• • F•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 21, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2005 to Jul 16, 2012factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 7, 2003 to Oct 13, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2454f3c-cba3-913a-e2f0-b69f64ba2c08
First observed: Aug 7, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.