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Advisor at CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
SAN FRANCISCO, CA | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | Other adviser | Sep 15, 2020 | n/a | yes | Boston, MA|SAN FRANCISCO, CA | Current employment |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Former SEC adviser | Mar 7, 2018 | Sep 28, 2020 | no | Boston, MA|SAN FRANCISCO, CA | Previous registration |
| THOMASPARTNERS, INC. | Former SEC adviser | May 30, 2017 | Mar 30, 2018 | no | Boston, MA|BOSTON, MA | Previous registration |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | Former SEC adviser | May 24, 2012 | Mar 30, 2018 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | Sep 28, 2020 | Sep 15, 2020 | -13 | Channel change | Other |
| THOMASPARTNERS, INC. | CHARLES SCHWAB INVESTMENT ADVISORY, INC | Mar 30, 2018 | Mar 7, 2018 | -23 | Channel change | Other |
| WINDHAVEN INVESTMENT MANAGEMENT, INC. | THOMASPARTNERS, INC. | Mar 30, 2018 | May 30, 2017 | -304 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151739:106753:CA:2020-09-28 | Sep 28, 2020 | Sep 15, 2020 | SAN FRANCISCO, CA | Firm change |
| 104966:151739:MA:2018-03-30 | Mar 30, 2018 | Mar 7, 2018 | BOSTON, MA | Firm change |
| 155138:104966:MA:2018-03-30 | Mar 30, 2018 | May 30, 2017 | BOSTON, MA | Firm change after gap |