DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Anthony Morin
Feed of 09/14/2026
At current firm
6 y
since Sep 15, 2020
In the industry
25 y
since Jan 10, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab Investment Management, Inc other currentsince Sep 15, 2020 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerMar 7, 2018 to Sep 28, 2020 · Boston, Ma
- Thomaspartners, Inc. formerMay 30, 2017 to Mar 30, 2018 · Boston, Ma
- Windhaven Investment Management, Inc. formerMay 24, 2012 to Mar 30, 2018 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab Investment Management, Incleft Sep 28, 2020, registered Sep 15, 2020 (-13 days) · channel change inside one enterprise, not a move · moved with a team
- Thomaspartners, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Mar 7, 2018 (-23 days) · channel change inside one enterprise, not a move · moved with a team
- Windhaven Investment Management, Inc. to Thomaspartners, Inc.left Mar 30, 2018, registered May 30, 2017 (-304 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address