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Reading the graph
Advisor at EMPIRICAL WEALTH MANAGEMENT
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL WEALTH MANAGEMENT | Independent wealth | Nov 23, 2015 | n/a | yes | SEATTLE, WA | Current employment |
| DIRECTIONAL FINANCIAL SERVICES | Independent wealth | Jan 18, 2018 | Mar 20, 2024 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIRECTIONAL FINANCIAL SERVICES | n/a | Mar 20, 2024 | n/a | n/a | Departure no registered destination | Departure |