DFX Intelligence

B••• S•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••• S•••••• P••••••• L•

CRD 291440

OAKLAND, CA

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Search this name across graphsid dfx:ria:bcda88ea-2cbd-1476-030a-62b942def8b5

Data as of Jul 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 20, 2019 to Jul 1, 2021
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $111M••• Locked
Discretionary RAUM: $111M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• S•••••• O•••••• F••• L•	Hedge Fund	$36.0M	Jul 1, 2021	8	Apr 30, 2018	reported	021-30660
B••• S•••••• O••••••• F••• L•	Hedge Fund	$0	Jul 1, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••••••• T••••	Member	E	yes	03/2017	Aug 20, 2019	Jul 1, 2021
B•••••• R•••••••• T••••	MEMBER (B••• S•••••• F•••• G• L••)	E	yes	02/2018	Aug 20, 2019	Jul 1, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• S•••••• F•••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$111M	$131M	-15.4%	n/a	n/a	3	3	0	0

Relationships

Advises (2)

→ B••• S•••••• O•••••• F••• L•Private fundHedge Fund, IA
Apr 30, 2018 to presentfactForm ADV
→ B••• S•••••• O••••••• F••• L•Private fundHedge Fund, IA
Apr 30, 2018 to presentfactForm ADV

Controls (4)

← R••••••• J••••• H•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 20, 2019 to presentfactForm ADV
← B••••••• D•••Owner

Dated events

Occurred
Aug 20, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 20, 2019
Ria registration change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcda88ea-2cbd-1476-030a-62b942def8b5
First observed: Aug 20, 2019
Last observed: Jul 1, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.