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B••• S•••••• P••••••• L•

Former SEC-registered adviserFormer SEC adviser2 private funds· Oakland, California

Former SEC-registered adviser, based in Oakland, California, reporting $111M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$111M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-15%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 291440 · SEC 801-117359 · 4 filingsShow
CRD 291440SEC 801-117359First filing on the tape Aug 20, 2019, latest Jul 1, 2021IAPD
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$36.0M gross assets
History
4 filings and snapshots on the tape
RAUM$111M as of Mar 30, 2021
Jan 14, 2020$131M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2021
Jan 14, 20200 then
Employees (5.A)3 as of Mar 30, 2021
Jan 14, 20203 then
Private funds2 as of Mar 30, 2021
Jan 14, 20202 then
RAUM -15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$37.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$111M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$36.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$111M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••• S•••••• O•••••• F••• L•Hedge Fund$36.0M8Apr 30, 2018
      B••• S•••••• O••••••• F••• L•Hedge Fund$01Apr 30, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• D••• · Manager (B••• S•••••• F•••• G• L••)control
        since 02/2018 · owns less than 5%
      • R••••••• J••••• H••••••• · Chief Compliance Officercontrol
        since 11/2017 · owns less than 5%
      • B••••••• D••• · Trusteecontrol
        since 03/2017 · owns F of B•••••• R•••••••• T••••
      Entity owners
      • B•••••• R•••••••• T•••• · Member (B••• S•••••• F•••• G• L••)
        direct · owns 75% or more
      • B••• S•••••• G• L•• · General Partner
        direct · owns less than 5%
      • B•••••• R•••••••• T•••• · Member
        indirect · owns 75% or more of B••• S•••••• G• L••
      Related persons
      Schedule D 7.A
      • B••• S•••••• F•••• G• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · SAN FRANCISCO to OAKLAND
        Mar 30, 2021 to Jul 1, 2021
      • Assets in custody · $131M to $111M
        Jan 14, 2020 to Mar 30, 2021
      • Discretionary RAUM · $131M to $111M
        Jan 14, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $56.3M to $36.0M
        Jan 14, 2020 to Mar 30, 2021
      • RAUM · $131M to $111M
        Jan 14, 2020 to Mar 30, 2021
      • Accounts · 0 to 3
        Aug 20, 2019 to Jan 14, 2020
      • Pooled vehicle clients · unset to 2.0
        Aug 20, 2019 to Jan 14, 2020
      • Assets in custody · $0 to $131M
        Aug 20, 2019 to Jan 14, 2020
      • Financial planning clients · unset to 1-10
        Aug 20, 2019 to Jan 14, 2020
      • Discretionary RAUM · $0 to $131M
        Aug 20, 2019 to Jan 14, 2020
      • Pooled vehicle RAUM · unset to 56250300.0
        Aug 20, 2019 to Jan 14, 2020
      • RAUM · $0 to $131M
        Aug 20, 2019 to Jan 14, 2020
      Signals
      2 dated events
      • ••• Locked
        Aug 20, 2019 · First SEC registration · fact
      • ••• Locked
        Aug 20, 2019 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026