DFX Intelligence

H••••• C•••••• T••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H••••• C•••••• T••••• L•••

Advisor at E•••••••• P•••••••• L••

PORTSMOUTH, NH | Portsmouth, NH

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Search this name across graphsid dfx:ria:bcfb1a29-a8e4-a6f9-9056-bdebf316f47f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 15, 2022	n/a	yes	Portsmouth, NH	Current employment
E•••••••• P•••••••• L••	Independent wealth	Apr 1, 2020	n/a	yes	PORTSMOUTH, NH	Current employment

Relationships

Registered with (2)

→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ E•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 1, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcfb1a29-a8e4-a6f9-9056-bdebf316f47f
First observed: Sep 1, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.