This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

IP FINANCIAL ADVISORY SERVICES LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

5

Exams

S65|S63

First exam

Sep 3, 2021

First registration

Sep 17, 2021

Dual registered

yes, broker-dealer

Other names

JOHN JAMES|JOHN JAMES|John LEWIS James

IAPD individual key

4542630

• Occurred

  Jul 7, 2023
  Advisor changed firm

  John Lewis James left Transamerica Financial Advisors, Llc for Ip Financial Advisory Services Llc (registered 2023-06-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd0e24db-900e-6052-b80c-7f64466afd55

First observed

Sep 17, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.