DFX Intelligence

D••• D•••••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

D••• D•••••• J••••••••

Advisor at R••••• F•••••••• G••••

FOUNTAIN HILLS, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:bd22930d-b410-b80b-3d37-013f086f2659

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• F•••••••• G••••	Independent wealth	May 10, 2018	n/a	yes	SCOTTSDALE, AZ\|FOUNTAIN HILLS, AZ	Current employment
N•••••••• P•••••••• L••	Independent wealth	Dec 9, 2013	Jan 3, 2017	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• P•••••••• L••	R••••• F•••••••• G••••	Jan 3, 2017	May 10, 2018	492	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Oct 21, 2013	Dec 9, 2013

Relationships

Registered with (3)

→ R••••• F•••••••• G••••Registered adviserregistration: current employment
May 10, 2018 to presentfactForm ADV
→ N•••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 9, 2013 to Jan 3, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2006 to Oct 21, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd22930d-b410-b80b-3d37-013f086f2659
First observed: Oct 3, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.