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Advisor at NORTHERN LIGHTS ADVISORS, INC.
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHERN LIGHTS ADVISORS, INC. | Independent wealth | Sep 12, 2025 | n/a | yes | SEATTLE, WA | Current employment |
| Lnw | Former SEC adviser | Mar 28, 2005 | Feb 28, 2025 | no | SEATTLE, WA | Previous registration |
| ALLISON SPIELMAN ADVISORS, LLC | Former SEC adviser | Mar 20, 2002 | Mar 28, 2005 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lnw | NORTHERN LIGHTS ADVISORS, INC. | Feb 28, 2025 | Sep 12, 2025 | 196 | Firm change | RIA to RIA |
| ALLISON SPIELMAN ADVISORS, LLC | Lnw | Mar 28, 2005 | Mar 28, 2005 | 0 | Firm change | Other |