DFX Intelligence

R••• E••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

R••• E••••• M•••••

Advisor at A••••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:bd356727-9fbc-de7d-20fd-bc68543ecb6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• P•••••• W•••••• L••	Independent wealth	Nov 4, 2025	n/a	yes	CINCINNATI, OH	Current employment
A••••••••• L••	Independent wealth	Jul 22, 2024	n/a	yes	CINCINNATI, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••••• L••	Jul 23, 2024	Jul 22, 2024	-1	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:332112:OH:2024-07-23	Jul 23, 2024	Jul 22, 2024	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ A•• P•••••• W•••••• L••Registered adviserregistration: previous registration
Jun 27, 2025 to Oct 8, 2025factForm ADV
→ A••••••••• L••Registered adviserregistration: current employment
Jul 22, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 27, 2014 to Jul 23, 2024factForm ADV

Dated events

Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd356727-9fbc-de7d-20fd-bc68543ecb6a
First observed: May 27, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.