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Advisor at SUMMIT FINANCIAL, LLC
GRIFFIN, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Mar 30, 2026 | n/a | yes | GRIFFIN, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 2, 2009 | Mar 31, 2026 | no | FAYETTEVILLE, GA|PEACHTREE CITY, GA|TOLEDO, OH|TOLEDO, OH|PEACHTREE CITY, GA|ANN ARBOR, MI|Griffin, GA|PEACHTREE CITY, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jul 6, 2009 | no | TOLEDO, OH|PERRYSBURG, OH | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Sep 12, 1999 | Jul 1, 2003 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUMMIT FINANCIAL, LLC | Mar 31, 2026 | Mar 30, 2026 | -1 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 6, 2009 | Jul 2, 2009 | -4 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |