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Advisor at LANARK FINANCIAL, INC.
BIRMINGHAM, AL | HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Feb 5, 2013 | n/a | yes | BIRMINGHAM, AL|HUNT VALLEY, MD | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 13, 2009 | Feb 8, 2013 | no | HUNT VALLEY, MD | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | May 31, 2002 | Mar 13, 2009 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | LANARK FINANCIAL, INC. | Feb 8, 2013 | Feb 5, 2013 | -3 | Firm change | Other |
| FERRIS, BAKER WATTS, LLC | RBC CAPITAL MARKETS, LLC | Mar 13, 2009 | Mar 13, 2009 | 0 | Bulk transfer | Other |