DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bruce Paul Betz
Feed of 09/14/2026
At current firm
13 y
since Feb 5, 2013
In the industry
43 y
since Jun 3, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lanark Financial, Inc. BD affiliated currentsince Feb 5, 2013 · Birmingham, Al
- RBC Capital Markets, LLC national BDMar 13, 2009 to Feb 8, 2013 · Hunt Valley, Md
- Ferris, Baker Watts, LLC unclassifiedMay 31, 2002 to Mar 13, 2009 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Lanark Financial, Inc.left Feb 8, 2013, registered Feb 5, 2013 (-3 days) · Other
- Ferris, Baker Watts, LLC to RBC Capital Markets, LLCleft Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address