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RIA / WealthAdvisorCertified Financial Planner19 years in industry

LAUREN MICHELE REED

Advisor at MARINER

Tigard, OR

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Search this name across graphsid dfx:ria:bd404982-9ca5-2a46-5b67-883e2b95e5e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 7, 2007
First registration: Aug 8, 2007
Dual registered: no
Other names: LAUREN MICHELE SUGARMAN
IAPD individual key: 5302449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Feb 4, 2025	n/a	yes	Tigard, OR\|Tigard, OR	Current employment
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Jun 20, 2016	Jun 4, 2019	no	PORTLAND, OR\|BELLEVUE, WA	Previous registration
TPG FINANCIAL ADVISORS, LLC	Mixed wealth	Jun 28, 2013	Jan 27, 2025	no	PORTLAND, OR	Previous registration
PHILLIPS & COMPANY	Former SEC adviser	Sep 9, 2011	Apr 24, 2013	no	PORTLAND, OR	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Aug 8, 2007	Aug 15, 2011	no	Ridgefield, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TPG FINANCIAL ADVISORS, LLC	GENEOS WEALTH MANAGEMENT, INC.	Jan 27, 2025	Jun 20, 2016	-3,143	Firm change after gap	Other
GENEOS WEALTH MANAGEMENT, INC.	Mariner	Jun 4, 2019	Feb 4, 2025	2,072	Firm change after gap	Ibd to ibd
PHILLIPS & COMPANY	TPG FINANCIAL ADVISORS, LLC	Apr 24, 2013	Jun 28, 2013	65	Firm change	Other
KMS FINANCIAL SERVICES, INC	PHILLIPS & COMPANY	Aug 15, 2011	Sep 9, 2011	25	Firm change	Other

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ TPG FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 28, 2013 to Jan 27, 2025factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 20, 2016 to Jun 4, 2019factForm ADV
→ PHILLIPS & COMPANYRegistered adviserregistration: previous registration
Sep 9, 2011 to Apr 24, 2013factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Aug 8, 2007 to Aug 15, 2011factForm ADV

Dated events

Occurred
Jan 27, 2025
Advisor changed firm
Lauren Michele Reed left Tpg Financial Advisors, Llc for Geneos Wealth Management, Inc. (registered 2016-06-20)
Form ADVobserved 4 days ago