DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Savannah, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Apr 22, 2022 | n/a | yes | Savannah, GA | Current employment |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 26, 2018 | Sep 7, 2023 | no | Savannah, GA|SAVANNAH, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Apr 22, 2022 | -503 | Bulk transfer | RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Apr 26, 2018 |
| T• A••••••••• I••• | Former SEC adviser | Mar 19, 2018 | Oct 14, 2022 | no | OMAHA, NE|Savannah, GA|OMAHA, NE | Previous registration |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | May 12, 2017 | Apr 27, 2018 | no | SAINT LOUIS, MO | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Feb 23, 2006 | May 9, 2006 | no | FORT WORTH, TX | Previous registration |
| -1,632 |
| Bulk transfer |
| Other |
| S•••••••• I••••••••• M••••••••• | T• A••••••••• I••• | Apr 27, 2018 | Mar 19, 2018 | -39 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | S•••••••• I••••••••• M••••••••• | May 9, 2006 | May 12, 2017 | 4,021 | Firm change after gap | Other |