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Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 2, 2021 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 5, 2021 | Jun 1, 2021 | no | DALLAS, TX|NEW YORK, NY | Previous registration |
| REDDING HOLDINGS, LLC | n/a | Feb 18, 2015 | Aug 13, 2015 | no | DALLAS, TX | Previous registration |
| VIEW CAPITAL RIA, LP | Independent wealth | Dec 1, 2011 | Jul 6, 2012 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 28, 2006 | May 11, 2010 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 1, 2021 | Jun 2, 2021 | 1 | Firm change | Wirehouse to wirehouse |
| REDDING HOLDINGS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 13, 2015 | Apr 5, 2021 | 2,062 | Firm change after gap | Other |
| VIEW CAPITAL RIA, LP | REDDING HOLDINGS, LLC | Jul 6, 2012 | Feb 18, 2015 | 957 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VIEW CAPITAL RIA, LP | May 11, 2010 | Dec 1, 2011 | 569 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NY:2021-04-20 | Jun 1, 2021 | Jun 2, 2021 | NEW YORK, NY | Firm change |