DFX Intelligence

E••• O•••••• R••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)30 years in industry

E••• O•••••• R••••• B••••••

Advisor at A••••••• F•••••••• A•••••••• L••

Leesburg, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd458859-f413-30ea-73a1-6dfa2c533805

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 9, 2026	n/a	yes	Leesburg, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 1, 2022	Sep 3, 2025	no	WINTER PARK, FL\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A••••••• F•••••••• A•••••••• L••	Sep 3, 2025	Jun 9, 2026	279	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	C••••• I••••••••• A••••••• L••	Jun 14, 2022	Jul 1, 2022

Relationships

Registered with (7)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 1, 2022 to Sep 3, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 8, 2021 to Jun 14, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
E••• O•••••• R••••• B•••••• left C••••• I••••••••• A••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2026-06-09)
Form ADVobserved 7 days ago
Occurred
Jun 14, 2022
Advisor changed firm
E••• O•••••• R••••• B•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2022-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd458859-f413-30ea-73a1-6dfa2c533805
First observed: Dec 20, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.