DFX Intelligence

C•••••••• R••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C•••••••• R••• S••••••

Advisor at G•••• J••••••• W••••• A•••••••

OWINGS MILLS, MD

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Search this name across graphsid dfx:ria:bd47c903-41f6-ec90-21e2-d7eb2e0e29b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• J••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• J••••••• W••••• A•••••••	Independent wealth	Oct 16, 2003	n/a	yes	OWINGS MILLS, MD	Current employment
U•••••••• S••••••••• I•••	n/a	Sep 23, 2002	Oct 15, 2003	no	SYKESVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••••• S••••••••• I•••	G•••• J••••••• W••••• A•••••••	Oct 15, 2003	Oct 16, 2003	1	Firm change	Other
S••••••• I••••••••• I•••	U•••••••• S••••••••• I•••	Sep 20, 2002	Sep 23, 2002

Relationships

Registered with (3)

→ G•••• J••••••• W••••• A•••••••Registered adviserregistration: current employment
Oct 16, 2003 to presentfactForm ADV
→ U•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2002 to Oct 15, 2003factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2000 to Sep 20, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd47c903-41f6-ec90-21e2-d7eb2e0e29b0
First observed: Apr 5, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.