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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Julie D Frantz

Advisor at MORGAN STANLEY

Hunt Valley, MD

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Search this name across graphsid dfx:ria:bd496682-6720-973f-7fb1-20c508e2da09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 31, 2006
First registration: Jun 12, 2008
Dual registered: yes, broker-dealer
Other names: JULIE DENISE KILROY|JULIE DENISE FRANTZ
IAPD individual key: 2576568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Nov 9, 2023	n/a	yes	Hunt Valley, MD	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	May 11, 2020	Oct 11, 2023	no	BALTIMORE, MD\|HUNT VALLEY, MD\|CHEVY CHASE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 22, 2010	May 26, 2020	no	BALTIMORE, MD\|HAGERSTOWN, MD\|VIRGINIA BEACH, VA	Previous registration
BROWN ADVISORY SECURITIES, LLC	Former SEC adviser	Jun 12, 2008	Jan 22, 2010	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Oct 11, 2023	Nov 9, 2023	29	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	May 26, 2020	May 11, 2020	-15	Firm change	Wirehouse to ibd
BROWN ADVISORY SECURITIES, LLC	WELLS FARGO ADVISORS	Jan 22, 2010	Nov 22, 2010	304	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Nov 9, 2023 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 11, 2020 to Oct 11, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 22, 2010 to May 26, 2020factForm ADV
→ BROWN ADVISORY SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 12, 2008 to Jan 22, 2010factForm ADV

Dated events

Occurred
Oct 11, 2023
Advisor changed firm
Julie D Frantz left Rbc Capital Markets, Llc for Morgan Stanley (registered 2023-11-09)
Form ADVobserved 6 days ago