DFX Intelligence

S••••• O••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

S••••• O••• M•••••

Advisor at P••••••••

Conshohocken, PA | ENGLEWOOD, NJ

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Search this name across graphsid dfx:ria:bd4a3a37-b87b-2008-bf66-7e035ea0d201

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Jun 3, 2026	n/a	yes	Conshohocken, PA\|ENGLEWOOD, NJ	Current employment
M••• C•••• C•••••• A•••••••• L••	Former SEC adviser	Jul 28, 2016	Jun 1, 2026	no	CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• C•••• C•••••• A•••••••• L••	P••••••••	Jun 1, 2026	Jun 3, 2026	2	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
141470:151736:PA:2026-06-01	Jun 1, 2026	Jun 3, 2026	CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ M••• C•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 28, 2016 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd4a3a37-b87b-2008-bf66-7e035ea0d201
First observed: Jul 28, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.