DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Colorado Springs, CO | Pueblo, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 19, 2025 | n/a | yes | Pueblo, CO|Colorado Springs, CO | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 22, 2018 | Jun 9, 2025 | no | Hondo, TX|Colorado Springs, CO|Pueblo, CO|Schertz, TX|Schertz, TX|Colorado Springs, CO | Previous registration |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Jun 11, 2009 | Sep 25, 2018 | no | SAN ANTONIO, TX|LYTLE, TX|LA COSTE, TX|CASTROVILLE, TX|HONDO, TX|THE WOODLANDS, TX|PLEASANTON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 16, 2002 | Jun 10, 2009 | no | THE WOODLANDS, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 9, 2025 | May 19, 2025 | -21 | Firm change | Ibd to ibd |
| INVESTMENT PROFESSIONALS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 25, 2018 | Jun 22, 2018 | -95 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | INVESTMENT PROFESSIONALS, INC. | Jun 10, 2009 | Jun 11, 2009 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:CO:2025-06-09 | Jun 9, 2025 | May 19, 2025 | COLORADO SPRINGS, CO | Firm change |