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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | n/a | yes | New York, NY | Current employment |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | May 19, 2009 | Sep 6, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 18, 2005 | Feb 13, 2009 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DEUTSCHE BANK SECURITIES INC. | Feb 13, 2009 | May 19, 2009 | 95 | Firm change | Other |