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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Sanjay Gobind Chugani

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Los Angeles, CA | Redondo Beach, CA

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Search this name across graphsid dfx:ria:bd4ffee8-55fe-344b-be6e-fa6d98e236ea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 1, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 14, 2004
First registration: Jul 1, 2014
Dual registered: yes, broker-dealer
Other names: Sanjay Gobind Chugani|Sanjay G Chugani|Sanjay Chugani
IAPD individual key: 4848295

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 3, 2023	n/a	yes	Los Angeles, CA\|Redondo Beach, CA	Current employment
COMERICA SECURITIES	Former SEC adviser	Sep 8, 2023	Nov 3, 2023	no	LOS ANGELES, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 2, 2023	Aug 23, 2023	no	SPOKANE, WA\|Los Angeles, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 24, 2022	May 31, 2023	no	LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 25, 2016	Feb 28, 2022	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|EL SEGUNDO, CA\|TARPON SPRINGS, FL\|LOS ANGELES, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jul 1, 2014	Oct 11, 2016	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	RIA to ibd
U.S. BANCORP INVESTMENTS, INC.	COMERICA SECURITIES	Aug 23, 2023	Sep 8, 2023	16	Firm change	Ibd to RIA
U.S. BANCORP ADVISORS, LLC	U.S. BANCORP INVESTMENTS, INC.	May 31, 2023	Jun 2, 2023	2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	Feb 28, 2022	Feb 24, 2022	-4	Firm change	Wirehouse to ibd
U.S. BANCORP ADVISORS, LLC	WELLS FARGO ADVISORS	Oct 11, 2016	Oct 25, 2016	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17868:17079:CA:2023-08-23	Aug 23, 2023	Sep 8, 2023	LOS ANGELES, CA	Firm change
14455:17868:CA:2023-05-31	May 31, 2023	Jun 2, 2023	LOS ANGELES, CA	Firm change

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Sep 8, 2023 to Nov 3, 2023factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 2, 2023 to Aug 23, 2023factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 24, 2022 to May 31, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 25, 2016 to Feb 28, 2022factForm ADV

Dated events

Occurred
Aug 23, 2023
Advisor changed firm
Sanjay Gobind Chugani left U.S. Bancorp Investments, Inc. for Comerica Securities (registered 2023-09-08)
Form ADVobserved 6 days ago
Occurred
May 31, 2023
Advisor changed firm
Sanjay Gobind Chugani left U.S. Bancorp Advisors, Llc for U.S. Bancorp Investments, Inc. (registered 2023-06-02)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2022
Advisor changed firm
Sanjay Gobind Chugani left Wells Fargo Advisors for U.S. Bancorp Advisors, Llc (registered 2022-02-24)
Form ADVobserved 6 days ago