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RIA / WealthAdvisorCertified Financial Planner18 years in industry

STEPHEN KENT LILES

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA | LAKE CHARLES, LA

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Search this name across graphsid dfx:ria:bd52791f-5d13-720b-748e-0a1c8df70490

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 10, 2011
First registration: Sep 21, 2007
Dual registered: no
Other names: STEPHEN K LILES
IAPD individual key: 5305395

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Apr 21, 2016	n/a	yes	LAKE CHARLES, LA\|NEW ORLEANS, LA	Current employment
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	Apr 28, 2016	no	LAKE CHARLES, LA\|GREENVILLE, OH\|PFLUGERVILLE, TX	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Mar 6, 2008	Sep 4, 2009	no	LAKE CHARLES, LA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 21, 2007	Feb 21, 2008	no	LAKE CHARLES, LA\|METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA FINANCIAL ADVISORS, LLC	NEWEDGE ADVISORS	Apr 28, 2016	Apr 21, 2016	-7	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other
PARK AVENUE SECURITIES LLC	TRANSAMERICA FINANCIAL ADVISORS, INC.	Feb 21, 2008	Mar 6, 2008	14	Firm change	Other

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Apr 21, 2016 to presentfactForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Apr 28, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 6, 2008 to Sep 4, 2009factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 21, 2007 to Feb 21, 2008factForm ADV

Dated events

No dated event names this entity yet.