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RIA / WealthAdvisor28 years in industry

ROBERT LOUIS TAKACS

Advisor at UNITY FINANCIAL PLANNING GROUP LLC

KENNESAW, GA

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Search this name across graphsid dfx:ria:bd5e4e5f-c347-b46d-6e0d-74959d48ea02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITY FINANCIAL PLANNING GROUP LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 2, 1997
First registration: Nov 18, 2003
Dual registered: no
Other names: ROB TAKACS|ROBERT LOUIS TAKACS|Robert Louis Takacs
IAPD individual key: 2954611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITY FINANCIAL PLANNING GROUP LLC	State registered	Feb 25, 2026	n/a	yes	KENNESAW, GA	Current employment
SB ADVISORY, LLC	Independent wealth	Sep 19, 2022	Mar 27, 2026	no	Johns Creek, GA\|ATLANTA, GA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Feb 12, 2020	Sep 23, 2022	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Apr 30, 2012	Jan 15, 2020	no	Atlanta, GA	Previous registration
TRUIST SECURITIES, INC.	n/a	Oct 25, 2005	Aug 6, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Nov 18, 2003	Sep 9, 2005	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SB ADVISORY, LLC	UNITY FINANCIAL PLANNING GROUP LLC	Mar 27, 2026	Feb 25, 2026	-30	Firm change	RIA to state RIA
OPPENHEIMER & CO. INC.	SB ADVISORY, LLC	Sep 23, 2022	Sep 19, 2022	-4	Firm change	Ibd to RIA
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Jan 15, 2020	Feb 12, 2020	28	Firm change	Wirehouse to ibd
TRUIST SECURITIES, INC.	MORGAN STANLEY	Aug 6, 2008	Apr 30, 2012	1,363	Firm change after gap	Other
DEUTSCHE BANK SECURITIES INC.	TRUIST SECURITIES, INC.	Sep 9, 2005	Oct 25, 2005	46	Firm change	Other

Relationships

Registered with (6)

→ UNITY FINANCIAL PLANNING GROUP LLCRegistered adviserregistration: current employment
Feb 25, 2026 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Sep 19, 2022 to Mar 27, 2026factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Feb 12, 2020 to Sep 23, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 30, 2012 to Jan 15, 2020factForm ADV
→ TRUIST SECURITIES, INC.Registered adviserregistration: previous registration
Oct 25, 2005 to Aug 6, 2008factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Nov 18, 2003 to Sep 9, 2005factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
Robert Louis Takacs left Sb Advisory, Llc for Unity Financial Planning Group Llc (registered 2026-02-25)
Form ADVobserved 6 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Robert Louis Takacs left Oppenheimer & Co. Inc. for Sb Advisory, Llc (registered 2022-09-19)
Form ADVobserved 6 days ago