DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Louis Takacs

Unity Financial Planning Group LLCstate registeredKennesaw, GaIA-onlyIAPD 2954611

Feed of 09/14/2026

Also filed as Rob Takacs

At current firm

0 y

since Feb 25, 2026

In the industry

28 y

since Dec 2, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Unity Financial Planning Group LLC state registered current
since Feb 25, 2026 · Kennesaw, Ga
Sb Advisory, LLC independent RIA
Sep 19, 2022 to Mar 27, 2026 · Johns Creek, Ga
Oppenheimer & Co. Inc. BD affiliated
Feb 12, 2020 to Sep 23, 2022 · Atlanta, Ga
Morgan Stanley wirehouse
Apr 30, 2012 to Jan 15, 2020 · Atlanta, Ga
Truist Securities, Inc. unclassified
Oct 25, 2005 to Aug 6, 2008 · Atlanta, Ga
Deutsche Bank Securities Inc. no RAUM
Nov 18, 2003 to Sep 9, 2005 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Sb Advisory, LLC to Unity Financial Planning Group LLC
left Mar 27, 2026, registered Feb 25, 2026 (-30 days) · RIA to a state-registered adviser
Oppenheimer & Co. Inc. to Sb Advisory, LLC
left Sep 23, 2022, registered Sep 19, 2022 (-4 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Oppenheimer & Co. Inc.
left Jan 15, 2020, registered Feb 12, 2020 (28 days) · Wirehouse to affiliated broker-dealer or bank
Truist Securities, Inc. to Morgan Stanley
left Aug 6, 2008, registered Apr 30, 2012 (1363 days) · Other
Deutsche Bank Securities Inc. to Truist Securities, Inc.
left Sep 9, 2005, registered Oct 25, 2005 (46 days) · Other

Signals

Robert Louis Takacs left Sb Advisory, Llc for Unity Financial Planning Group Llc (registered 2026-02-25)
Mar 27, 2026 · Advisor changed firm · fact
Robert Louis Takacs left Oppenheimer & Co. Inc. for Sb Advisory, Llc (registered 2022-09-19)
Sep 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address