DFX Intelligence
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Reading the graph
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Advisor at L••••• A••••••• S•••••••
DEL MAR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• A••••••• S••••••• | State registered | Sep 2, 2025 | n/a | yes | DEL MAR, CA | Current employment |
| D••••• W••••• A••••••• | Former SEC adviser | Jul 7, 2015 | Mar 25, 2016 | no | DEL MAR, CA|CORONA DEL MAR, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••• W••••• A••••••• | L••••• A••••••• S••••••• | Mar 25, 2016 | Sep 2, 2025 | 3,448 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | D••••• W••••• A••••••• | Jul 8, 2015 | Jul 7, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150382:282424:CA:2016-03-25 | Mar 25, 2016 | Sep 2, 2025 | CORONA DEL MAR, CA | Firm change after gap |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 19, 2011 | Jul 8, 2015 | no | SAN DIEGO, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 22, 2005 | Aug 21, 2009 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Aug 24, 1998 | Apr 25, 2005 | no | SAN DIEGO, CA | Previous registration |
| -1 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 25, 2005 | Apr 22, 2005 | -3 | Firm change | Other |