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Advisor at PROSPERITY - AN EISNERAMPER COMPANY
ISELIN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY - AN EISNERAMPER COMPANY | Independent wealth | Aug 16, 2024 | n/a | yes | ISELIN, NJ | Current employment |
| BAY COLONY ADVISORS | Independent wealth | Aug 21, 2020 | Dec 31, 2023 | no | AVENTURA, FL|CONCORD, MA|AVENTURA, FL|SUMMIT, NJ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 9, 2009 | Aug 20, 2020 | no | Coral Gables, FL|Miami, FL|Coral Gables, FL|Fort Lauderdale, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 14, 2006 | Jul 13, 2007 | no | Hallandale Beach, FL|BEVERLY HILLS, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 5, 2004 | Jun 21, 2006 | no | IRVINE, CA|PLANTATION, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAY COLONY ADVISORS | PROSPERITY - AN EISNERAMPER COMPANY | Dec 31, 2023 | Aug 16, 2024 | 229 | Firm change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | BAY COLONY ADVISORS | Aug 20, 2020 | Aug 21, 2020 | 1 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | CHARLES SCHWAB & CO., INC. | Jul 13, 2007 | Jul 9, 2009 | 727 | Firm change after gap | Wirehouse to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | UBS FINANCIAL SERVICES INC. | Jun 21, 2006 | Aug 14, 2006 | 54 | Firm change | Ibd to wirehouse |