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Advisor at ALTUM WEALTH ADVISORS
CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTUM WEALTH ADVISORS | Independent wealth | May 17, 2019 | n/a | yes | CHICO, CA | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 21, 2012 | Jun 3, 2019 | no | SAN DIEGO, CA|CHICO, CA|SAN FRANCISCO, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Apr 16, 2012 | no | CHICO, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jul 25, 2007 | Jan 2, 2009 | no | CHICO, CA|Roseville, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | ALTUM WEALTH ADVISORS | Jun 3, 2019 | May 17, 2019 | -17 | Firm change | Ibd to new firm |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FIRST ALLIED ADVISORY SERVICES, INC. | Apr 16, 2012 | May 21, 2012 | 35 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:301214:CA:2019-05-20 | Jun 3, 2019 | May 17, 2019 | SAN FRANCISCO, CA | Firm change |