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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALTUM WEALTH ADVISORS

BAY CLIADAKIS & ASSOCIATES, LLC, CRD 301214

CHICO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff981815-9a70-5213-c201-39e2b323ca52

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2019 to Mar 23, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $123M
Private client RAUM: $123MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $67.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 421
Individual clients: 182
High net worth clients: 58
SEC number: 801-132234
CRD: 301214
Filings on the tape: 9
First filed: Apr 17, 2019
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, CA
Website: yelp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MISTE LEE CLIADAKIS	n/a	CHICO, CA	7	26	3	yes
STEVEN HARRY CLIADAKIS	Certified Financial Planner	CHICO, CA	7	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLIADAKIS, MISTE, LEE	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	04/2019	Apr 17, 2019	Aug 28, 2019
CLIADAKIS, STEVEN, HARRY	MANAGING MEMBER	D	yes	04/2019	Apr 17, 2019	Aug 28, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$135M	$123M	3	2	0	n/a	n/a
2024	Feb 21, 2025	$124M	$114M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$124M	8.9%	n/a	n/a	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRST ALLIED ADVISORY SERVICES, INC.	2	May 20, 2019	May 17, 2019	SAN FRANCISCO, CA	Team lift out	Ibd to new firm	0.4%

Relationships

Registered with (2)

← MISTE LEE CLIADAKISAdvisorregistration: current employment
May 17, 2019 to presentfactForm ADV
← STEVEN HARRY CLIADAKISAdvisorregistration: current employment
May 17, 2019 to presentfactForm ADV

Controls (2)

← CLIADAKIS, MISTE, LEEOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 17, 2019 to Aug 28, 2019factForm ADV
← CLIADAKIS, STEVEN, HARRYOwnerMANAGING MEMBER, ownership code D, individual
Apr 17, 2019 to Aug 28, 2019factForm ADV

Moved with (1)

← FIRST ALLIED ADVISORY SERVICES, INC.Registered adviser2 advisors, team lift out
May 20, 2019 to May 17, 2019factForm ADV

Dated events

Occurred
Apr 17, 2019
First Form ADV filing
Bay, Cliadakis & Associates, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff981815-9a70-5213-c201-39e2b323ca52
First observed: Apr 17, 2019
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALTUM WEALTH ADVISORS

BAY CLIADAKIS & ASSOCIATES, LLC, CRD 301214

CHICO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff981815-9a70-5213-c201-39e2b323ca52

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MISTE LEE CLIADAKIS

n/a

CHICO, CA

yes

STEVEN HARRY CLIADAKIS

Certified Financial Planner

CHICO, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLIADAKIS, MISTE, LEE

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

04/2019

Apr 17, 2019

Aug 28, 2019

CLIADAKIS, STEVEN, HARRY

MANAGING MEMBER

yes

04/2019

Apr 17, 2019

Aug 28, 2019

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$135M

$123M

n/a

2024

Feb 21, 2025

$124M

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$135M

$124M

8.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRST ALLIED ADVISORY SERVICES, INC.

May 20, 2019

May 17, 2019

SAN FRANCISCO, CA

Team lift out

Ibd to new firm

0.4%