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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

JOANNE VERA MCKNIGHT

Advisor at CETERA INVESTMENT ADVISERS LLC

Kansas City, MO

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Search this name across graphsid dfx:ria:bd662d1f-5f1b-79e4-e250-766094ed018e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 2, 2004
First registration: Jul 6, 2004
Dual registered: yes, broker-dealer
Other names: JOANNE VERA PAULA MCELROY|JOANNE V MCKNIGHT
IAPD individual key: 4762825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Kansas City, MO	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 22, 2023	Jun 30, 2023	no	Kansas City, MO\|EL SEGUNDO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 8, 2021	Jun 15, 2023	no	FORT MILL, SC\|Shawnee Mission, KS\|OVERLAND PARK, KS	Previous registration
WADDELL & REED	Former SEC adviser	Nov 15, 2016	Sep 14, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 24, 2009	Oct 14, 2016	no	Kansas City, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 12, 2005	May 14, 2009	no	KANSAS CITY, MO	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Mar 2, 2005	Nov 1, 2005	no	LEAWOOD, KS	Previous registration
PIPER SANDLER & CO.	Institutional manager	Jul 6, 2004	Feb 25, 2005	no	LEAWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 30, 2023	Jun 29, 2023	-1	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Jun 15, 2023	Jun 22, 2023	7	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Sep 14, 2021	Oct 8, 2021	24	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	WADDELL & REED	Oct 14, 2016	Nov 15, 2016	32	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	May 14, 2009	Apr 24, 2009	-20	Firm change	Other
FIRST HORIZON ADVISORS, INC	CITIGROUP GLOBAL MARKETS INC.	Nov 1, 2005	Dec 12, 2005	41	Firm change	Other
PIPER SANDLER & CO.	FIRST HORIZON ADVISORS, INC	Feb 25, 2005	Mar 2, 2005	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-23	Sep 14, 2021	Oct 8, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 22, 2023 to Jun 30, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 8, 2021 to Jun 15, 2023factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 15, 2016 to Sep 14, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 24, 2009 to Oct 14, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 12, 2005 to May 14, 2009factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Mar 2, 2005 to Nov 1, 2005factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Jul 6, 2004 to Feb 25, 2005factForm ADV

Dated events

Occurred
Jun 15, 2023
Advisor changed firm
Joanne Vera Mcknight left Lpl Financial Llc for Cetera Advisor Networks Llc (registered 2023-06-22)
Form ADVobserved 5 days ago