DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joanne Vera Mcknight
Feed of 09/14/2026
Also filed as Joanne Vera Paula Mcelroy
At current firm
3 y
since Jun 29, 2023
In the industry
22 y
since Jul 2, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Kansas City, Mo
- Cetera Advisor Networks LLC formerJun 22, 2023 to Jun 30, 2023 · Kansas City, Mo
- LPL Financial LLC BD affiliatedOct 8, 2021 to Jun 15, 2023 · Fort Mill, Sc
- Waddell & Reed formerNov 15, 2016 to Sep 14, 2021 · Overland Park, Ks
- UBS Financial Services Inc. wirehouseApr 24, 2009 to Oct 14, 2016 · Kansas City, Mo
- Citigroup Global Markets Inc. BD affiliatedDec 12, 2005 to May 14, 2009 · Kansas City, Mo
- First Horizon Advisors, Inc formerMar 2, 2005 to Nov 1, 2005 · Leawood, Ks
- Piper Sandler & Co. institutionalJul 6, 2004 to Feb 25, 2005 · Leawood, Ks
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 30, 2023, registered Jun 29, 2023 (-1 days) · corporate re-registration, not a move
- LPL Financial LLC to Cetera Advisor Networks LLCleft Jun 15, 2023, registered Jun 22, 2023 (7 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to LPL Financial LLCleft Sep 14, 2021, registered Oct 8, 2021 (24 days) · Affiliated broker-dealer or bank to another · moved with a team
- UBS Financial Services Inc. to Waddell & Reedleft Oct 14, 2016, registered Nov 15, 2016 (32 days) · Other
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left May 14, 2009, registered Apr 24, 2009 (-20 days) · Other
- First Horizon Advisors, Inc to Citigroup Global Markets Inc.left Nov 1, 2005, registered Dec 12, 2005 (41 days) · Other
- Piper Sandler & Co. to First Horizon Advisors, Incleft Feb 25, 2005, registered Mar 2, 2005 (5 days) · Other
Signals
- Joanne Vera Mcknight left Lpl Financial Llc for Cetera Advisor Networks Llc (registered 2023-06-22)Jun 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address