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Advisor at EDWARD JONES
MINERAL WELLS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jun 14, 2021 | n/a | yes | MINERAL WELLS, TX | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 27, 2009 | Nov 11, 2011 | no | FORT WORTH, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 27, 2009 | Jun 15, 2021 | no | Westlake, TX|SAN DIEGO, CA|FORT WORTH, TX|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | EDWARD JONES | Jun 15, 2021 | Jun 14, 2021 | -1 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Nov 11, 2011 | Jan 27, 2009 | -1,018 | Channel change | Other |