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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

IAN THOMAS GLASSFORD

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:bd6cf979-637a-25d6-e7a5-ff0ea6d4ea33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 9, 2007
First registration: May 10, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4615053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 15, 2020	n/a	yes	COLORADO SPRINGS, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 21, 2014	Jun 22, 2020	no	GREENWOOD VILLAGE, CO\|COLORADO SPRINGS, CO\|GREENWOOD VILLAGE, CO\|MINNEAPOLIS, MN\|COLORADO SPRINGS, CO\|MINNEAPOLIS, MN\|TARPON SPRINGS, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 15, 2012	no	ANN ARBOR, MI	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	May 10, 2007	Oct 1, 2008	no	ANN ARBOR, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 22, 2020	Jun 15, 2020	-7	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 15, 2012	Apr 21, 2014	706	Firm change after gap	Wirehouse to wirehouse
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 15, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 21, 2014 to Jun 22, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
May 10, 2007 to Oct 1, 2008factForm ADV

Dated events

No dated event names this entity yet.