This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Current registrations

1

Registered states

2

Exams

S66

First exam

Jun 12, 2026

Dual registered

yes, broker-dealer

IAPD individual key

8313071

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd78ed99-31b7-52fa-5fe3-3cfb2e56c40f

First observed

Jan 1, 2016

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.