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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

Bruce A Garber

Advisor at CITIGROUP GLOBAL MARKETS INC.

Ft. Lauderdale, FL | Boynton Beach, FL | New York, NY

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Search this name across graphsid dfx:ria:bd817405-b440-6ce4-53ad-077f8ff6f237

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 15, 1989
First registration: Dec 12, 2008
Dual registered: yes, broker-dealer
Other names: BRUCE GARBER|BRUCE ALAN GARBER
IAPD individual key: 1832786

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 7, 2020	n/a	yes	Ft. Lauderdale, FL\|Boynton Beach, FL\|New York, NY	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Apr 16, 2019	Mar 26, 2020	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jul 21, 2015	Mar 6, 2019	no	PALM BEACH GARDENS, FL\|MINNEAPOLIS, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 24, 2014	Jul 6, 2015	no	FORT LAUDERDALE, FL\|PALM BEACH GARDENS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 19, 2014	Apr 9, 2014	no	BOCA RATON, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Dec 2, 2013	no	PALM BEACH GARDENS, FL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Apr 8, 2009	Nov 13, 2009	no	WEST PALM BEACH, FL	Previous registration
WAMU INVESTMENTS, INC.	n/a	Dec 12, 2008	Feb 5, 2009	no	LAKE WORTH, FL\|LAKE WORTH, FL\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	CITIGROUP GLOBAL MARKETS INC.	Mar 26, 2020	Apr 7, 2020	12	Firm change	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	B. RILEY WEALTH ADVISORS, INC.	Mar 6, 2019	Apr 16, 2019	41	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	QUESTAR ASSET MANAGEMENT, INC.	Jul 6, 2015	Jul 21, 2015	15	Firm change	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 9, 2014	Jul 24, 2014	106	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Dec 2, 2013	Feb 19, 2014	79	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	NATCITY INVESTMENTS, INC.	Feb 5, 2009	Apr 8, 2009	62	Firm change	Other

Relationships

Registered with (8)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Apr 7, 2020 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2019 to Mar 26, 2020factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 21, 2015 to Mar 6, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 24, 2014 to Jul 6, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 19, 2014 to Apr 9, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Dec 2, 2013factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 8, 2009 to Nov 13, 2009factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 12, 2008 to Feb 5, 2009factForm ADV

Dated events

No dated event names this entity yet.