J•••• E••• P•••

Advisor at C•••••• W•••••• L••

Albany, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd820176-013f-6c65-1ae0-f21a48a8d5bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W•••••• L••	State registered	Feb 25, 2021	n/a	yes	Albany, NY	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	May 1, 2010	Apr 18, 2017	no	LONG BEACH, NY\|FREEPORT, NY\|MINNEAPOLIS, MN\|FREEPORT, NY\|BOSTON, MA\|Sunnyside, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	C•••••• W•••••• L••	Apr 18, 2017	Feb 25, 2021	1,409	Firm change after gap	Other
B••• A•••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	May 1, 2010	May 1, 2010

Relationships

Registered with (3)

→ C•••••• W•••••• L••Registered adviserregistration: current employment
Feb 25, 2021 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Apr 18, 2017factForm ADV
→ B••• A•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2010 to May 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd820176-013f-6c65-1ae0-f21a48a8d5bf
First observed: Jan 19, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.