This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.5BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.5B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

10

Advisory employees

8

Offices

8Schedule D 1.F, beyond the principal office

Accounts

4

Private funds

2Schedule D 7.B(1)

Custody, client assets

$1.4B

SEC number

801-108168

CRD

283750

Filings on the tape

16

First filed

Jul 18, 2016

Latest filed

Mar 20, 2026

Organised

Corporation, DE

Website

springlakeassetmanagement.com

• Occurred

  Mar 20, 2026
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $1.5B, up 32% from $1.1B (2025-03-26 to 2026-03-20)

  Form ADVobserved 4 days ago
  $355M
• Occurred

  Mar 19, 2024
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $1.1B, up 30% from $836.6M (2023-03-14 to 2024-03-19)

  Form ADVobserved 4 days ago
  $249M
• Occurred

  Mar 19, 2024
  Control person joined

  Dylan Michael Brodsky (Portfolio Manager) appeared on Schedule A of Spring Lake Asset Management, Inc.

  Form ADVobserved 4 days ago
• Occurred

  Mar 14, 2023
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $836.6M, down 26% from $1.1B (2022-05-05 to 2023-03-14)

  Form ADVobserved 4 days ago
  $-295M
• Occurred

  Feb 11, 2022
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $1.1B, up 26% from $890.7M (2021-06-02 to 2022-02-11)

  Form ADVobserved 4 days ago
  $234M
• Occurred

  Mar 26, 2019
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $1.1B, up 40% from $795.5M (2018-05-22 to 2019-03-26)

  Form ADVobserved 4 days ago
  $319M
• Occurred

  Mar 12, 2018
  Regulatory AUM changed

  Spring Lake Asset Management, Inc. reported RAUM $795.5M, up 245% from $230.8M (2017-03-22 to 2018-03-12)

  Form ADVobserved 4 days ago
  $565M
• Occurred

  Jul 18, 2016
  First Form ADV filing

  Spring Lake Asset Management, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bda86f36-1a0d-b80e-1e89-d3d3de774353

First observed

Jul 18, 2016

Last observed

Mar 20, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.