DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• L••• A•••• M••••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Jul 18, 2016 · 16 filings
SEC status approved since Jul 29, 2016
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
2
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.5B as of Mar 20, 2026
Mar 22, 2017$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 22, 20170 then
Employees (5.A)10 as of Mar 20, 2026
Mar 22, 20174 then
Private funds2 as of Mar 20, 2026
Mar 22, 20171 then
RAUM +32% over the last fiscal year+21% a year over threeIARs 0 to 0offices 7 to 8
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $368MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• L••• U••••••••• M•••••••• O••••••••• F•••• L•• | Hedge Fund | $937M | 136 | Apr 28, 2016 |
| S••••• L••• U••••••••• M•••••••• O••••••••• F••• I•• L•• | Hedge Fund | $149M | 87 | Mar 12, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• K••••••• M•••••••• · Portfolio Managercontrolsince 01/2017 · owns 25% to 50%
- B••••••• M••••••• D•••• · Portfolio Managercontrolsince 01/2023 · owns 25% to 50%
- C•••••••• T•••••• B•••• · Ceocontrolsince 01/2015 · owns 25% to 50%
- C•••••• C••••••••• W•••••• · Presidentcontrolsince 01/2015 · owns 25% to 50%
- T•••••• D••••• E••••• · Chief Operating Officer/Chief Compliance Officercontrolsince 02/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- W••••••Sburg, MI1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 26, 2025 to Mar 20, 2026
- Advisory employees · 6 to 8Mar 26, 2025 to Mar 20, 2026
- Pooled vehicle clients · 3 to 4Mar 26, 2025 to Mar 20, 2026
- Assets in custody · $1.1B to $1.4BMar 26, 2025 to Mar 20, 2026
- Employees · 8 to 10Mar 26, 2025 to Mar 20, 2026
- Other offices · 7 to 8Mar 26, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.1B to $1.5BMar 26, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $1.1B to $1.5BMar 26, 2025 to Mar 20, 2026
- RAUM · $1.1B to $1.5BMar 26, 2025 to Mar 20, 2026
- Assets in custody · $1.1B to $1.1BMar 19, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 26, 2025
- HQ city · unset to Mar 19, 2024 to Mar 26, 2025
- HQ state · unset to Mar 19, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 19, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BMar 19, 2024 to Mar 26, 2025
- RAUM · $1.1B to $1.1BMar 19, 2024 to Mar 26, 2025
- Assets in custody · $837M to $1.1BMar 14, 2023 to Mar 19, 2024
- Discretionary RAUM · $837M to $1.1BMar 14, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $837M to $1.1BMar 14, 2023 to Mar 19, 2024
- RAUM · $837M to $1.1BMar 14, 2023 to Mar 19, 2024
- Advisory employees · 5 to 6May 5, 2022 to Mar 14, 2023
- Assets in custody · $1.1B to $837MMay 5, 2022 to Mar 14, 2023
- Employees · 7 to 8May 5, 2022 to Mar 14, 2023
- Other offices · 6 to 7May 5, 2022 to Mar 14, 2023
- Discretionary RAUM · $1.1B to $837MMay 5, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $1.1B to $837MMay 5, 2022 to Mar 14, 2023
- RAUM · $1.1B to $837MMay 5, 2022 to Mar 14, 2023
- Assets in custody · $1.1B to $1.1BFeb 11, 2022 to May 5, 2022
- Discretionary RAUM · $1.1B to $1.1BFeb 11, 2022 to May 5, 2022
- Pooled vehicle RAUM · $1.1B to $1.1BFeb 11, 2022 to May 5, 2022
- RAUM · $1.1B to $1.1BFeb 11, 2022 to May 5, 2022
- Assets in custody · $891M to $1.1BJun 2, 2021 to Feb 11, 2022
- Other offices · 5 to 6Jun 2, 2021 to Feb 11, 2022
- Discretionary RAUM · $891M to $1.1BJun 2, 2021 to Feb 11, 2022
- Pooled vehicle RAUM · $891M to $1.1BJun 2, 2021 to Feb 11, 2022
- RAUM · $891M to $1.1BJun 2, 2021 to Feb 11, 2022
- Assets in custody · $1.0B to $891MMar 27, 2020 to Mar 12, 2021
- Employees · 6 to 7Mar 27, 2020 to Mar 12, 2021
- Other offices · 2 to 5Mar 27, 2020 to Mar 12, 2021
- Discretionary RAUM · $1.0B to $891MMar 27, 2020 to Mar 12, 2021
Signals
8 dated events
- S••••• L••• A•••• M••••••••• I••• reported RAUM $1.5B, up 32% from $1.1B (2025-03-26 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- S••••• L••• A•••• M••••••••• I••• reported RAUM $1.1B, up 30% from $836.6M (2023-03-14 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- Dylan Michael Brodsky (Portfolio Manager) appeared on Schedule A of S••••• L••• A•••• M••••••••• I•••Mar 19, 2024 · Control person joined · fact
- S••••• L••• A•••• M••••••••• I••• reported RAUM $836.6M, down 26% from $1.1B (2022-05-05 to 2023-03-14)Mar 14, 2023 · RAUM change · derived
- S••••• L••• A•••• M••••••••• I••• reported RAUM $1.1B, up 26% from $890.7M (2021-06-02 to 2022-02-11)Feb 11, 2022 · RAUM change · derived
- S••••• L••• A•••• M••••••••• I••• reported RAUM $1.1B, up 40% from $795.5M (2018-05-22 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- S••••• L••• A•••• M••••••••• I••• reported RAUM $795.5M, up 245% from $230.8M (2017-03-22 to 2018-03-12)Mar 12, 2018 · RAUM change · derived
- S••••• L••• A•••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jul 18, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/spring-lake-asset-management-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••L•••ASSETMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 813-336-6889reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026