This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STEPHENS

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Oct 1, 2021

First registration

Mar 6, 2024

Dual registered

yes, broker-dealer

IAPD individual key

7384063

• Occurred

  Oct 31, 2025
  Advisor changed firm

  Carter William Lowe left Financial Management, Inc. for Stephens (registered 2025-11-05)

  Form ADVobserved 4 days ago
• Occurred

  Oct 31, 2025
  Advisor changed firm

  Carter William Lowe left Crews & Associates, Inc. for Financial Management, Inc. (registered 2024-03-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bdaf9799-57b4-e8c4-56df-5b555cd0208b

First observed

Mar 6, 2024

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.