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CRD 108350
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN BURGOYNE ROBINSON | Certified Financial Planner | LITTLE ROCK, AR | 23 | 39 | n/a | no |
| HAROLD FRANKLIN GRUBBS | n/a | LITTLE ROCK, AR | 14 | 43 | 1 | no |
| JESSICA LYNNE WALLACE | n/a | LITTLE ROCK, AR | 9 | 19 | n/a | no |
| Spencer Thomas Smith | n/a | LITTLE ROCK, AR | 1 | 12 | n/a | no |
| STEPHEN Henry GOETZE | n/a | LITTLE ROCK, AR | 0 | 11 | n/a | no |
| JOSEPH MICHAEL PERRONE | Chartered Financial Analyst | LITTLE ROCK, AR | 0 | 24 | n/a | no |
| James John Stockton | Chartered Financial Analyst | Collierville, TN | LITTLE ROCK, AR | 0 | 20 | n/a | no |
| Timothy Alan Coon | n/a | LITTLE ROCK, AR | 0 | 17 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BUMPERS, JOSEPH, PARROTT | CHIEF FINANCIAL OFFICER | Na | yes | 06/2022 | Sep 8, 2022 | Mar 25, 2024 |
| CLAY, DENNIS, CHARLES | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2022 | Sep 8, 2022 | Mar 25, 2024 |
| CREWS CORE HOLDING COMPANY | Shareholder | E | yes | 06/2022 | Sep 8, 2022 | Mar 25, 2024 |
| FIRST SECURITY BANCORP | Owner | E | yes | 06/2022 | Sep 8, 2022 | Mar 25, 2024 |
| GRUBBS, BRANDON, HEATH | CHIEF INVESTMENT OFFICER | Na | yes | 10/2009 | Sep 8, 2022 | Mar 25, 2024 |
| GRUBBS, HAROLD, FRANKLIN | President | Na | yes | 11/1986 | Mar 30, 2012 | Mar 25, 2024 |
| WALLACE, JESSICA, LYNNE | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Sep 8, 2022 | Mar 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CREWS & ASSOCIATES, INC. | n/a | Bd affiliated wealth | $181M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $224M | $224M | 6 | 5 | 0 | n/a | n/a |
| 2024 | Mar 20, 2025 | $181M | $181M | 6 | 3 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $118M | $118M | 4 | 4 | 1 | n/a | n/a |
| 2022 | Mar 22, 2023 | $105M | $105M | 4 | 4 | 1 | n/a | n/a |
| 2011 | Mar 30, 2012 | $70.6M | $66.9M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 12.5% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $224M | $181M | 23.9% | $105M | 28.7% | 6 | 6 | 0 | 0 |