DFX Intelligence

J••••• S••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J••••• S••••• S•••••••

Advisor at B••••••••• W••••• A•••••••• L••

WESTLAKE VILLAGE, CA | WHEATON, IL

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Search this name across graphsid dfx:ria:bdcca48f-a6a0-20a9-bea4-8450df5afb21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Apr 9, 2025	n/a	yes	WESTLAKE VILLAGE, CA\|WHEATON, IL	Current employment
W•••••••• W••••• M••••••••• I•••	Independent wealth	Jun 5, 2018	Aug 6, 2024	no	Thousand Oaks, CA\|W••••••••, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• W••••• M••••••••• I•••	B••••••••• W••••• A•••••••• L••	Aug 6, 2024	Apr 9, 2025	246	Firm change	Other
W•••••••• F•••••••• G••••• I•••	W•••••••• W••••• M••••••••• I•••	Nov 7, 2018	Jun 5, 2018

Relationships

Registered with (3)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ W•••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2018 to Aug 6, 2024factForm ADV
→ W•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Nov 7, 2018factForm ADV

Dated events

Occurred
Aug 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdcca48f-a6a0-20a9-bea4-8450df5afb21
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.